45 St. Clair Ave. West, Suite 600
Toronto, Ontario, M4V 1K9
Tel: (416) 925-7400

Appeals

Leave to Appeal to Divisional Court

As with any application, the court has the jurisdiction to grant the relief sought, dismiss, adjourn, or direct a trial, in whole or in part, and with or without terms. In some cases, there are automatic rights to appeal. In others, permission or leave to appeal must be obtained.  Under Rule 62.02 of the Rules of Civil Procedure,1 leave to appeal an interlocutory order to the Divisional Court must be obtained.

This jurisdiction applies to applications to pass accounts in accordance with Rule 38.10(1)(a) of the Rules of Civil Procedure. Specific powers of inquiry on an application to pass accounts arise from the Estates Act, Section 49(1) through (10). The Estates Act, Section 10 addresses an appeal from a passing of accounts which directs the appeal of a judgment exceeding $200 to the Divisional Court. For many years, motions for leave to appeal interlocutory orders were determined following an oral hearing by a single justice. However, as of July 1, 2017, rule 62.02 of the Rules of Civil Procedure requires that leave to appeal to the Divisional Court shall be obtained from a panel of that court, rather than by a single judge. As such, a motion for leave to appeal must now be filed at the Divisional Court Office in Toronto before it is “heard” in writing by a panel of three Divisional Court judges.

Leave to Appeal to the Ontario Court of AppealĀ 

The Ontario Court of Appeal (the “ONCA”) is the highest court in Ontario and the province’s final court of appeal for civil and criminal matters. The general jurisdiction of the ONCA is found in section 6 of the Courts of Justice Act:2 

6. (1) An appeal lies to the Court of Appeal from,

(a)  an order of the Divisional Court, on a question that is not a question of fact alone, with leave of the Court of Appeal as provided in the rules of court;

(b)  a final order of a judge of the Superior Court of Justice, except,

(i)  an order referred to in clause 19 (1) (a) or (a.1), or

(ii)  an order from which an appeal lies to the Divisional Court under another Act;

(c)  a certificate of assessment of costs issued in a proceeding in the Court of Appeal, on an issue in respect of which an objection was served under the rules of court;

(d)  an order made under section 137.1.3

The procedure for appealing to the ONCA is found in the Rules of Civil Procedure, including section 61.04, which provides:

61.04 (1) An appeal to an appellate court shall be commenced by serving a notice of appeal (Form 61A or 61A.1) together with the certificate required by subrule 61.05 (1), within 30 days after the making of the order appealed from, unless a statute or these rules provide otherwise,

(a) on every party whose interest may be affected by the appeal, subject to subrule (1.1); and

(b) on any person entitled by statute to be heard on the appeal.

The appellant must file a copy of the reasons for decision or endorsement for the order being appealed with the notice of appeal. In Potofsky v. Chen,4 the ONCA cited Sault Dock Co. Ltd v. Sault Ste. Marie,5 noting the following key principles to be considered when leave to appeal is sought:

[7] .... Leave to appeal is granted sparingly where there is an issue of public importance involving the interpretation of a statute or a principle of law, where there are special circumstances or a clear error: Sault Dock Co. Ltd. v. Sault Ste. Marie (City), 1972 CanLII 572 (ON CA), [1973] 2 O.R. 479 (C.A.).

Leave to Appeal to the Supreme Court of Canada

The Supreme Court of Canada (the “SCC”) is the court of last resort (or the highest court) in Canada. As the final general court of appeal, it is the last judicial resort of all litigants. The SCC’s jurisdiction embraces both the civil law of the province of Quebec, and the common law of the other nine provinces and three territories. Since it is a general court of appeal, the SCC can hear cases in all areas of the law.

The test for leave to appeal to the SCC is set out in section 40(1) the Supreme Court of Canada Act (the “Act”)6 as follows:

40. (1) Subject to subsection (3), an appeal lies to the Supreme Court from any final or other judgment of the Federal Court of Appeal or of the highest court of final resort in a province, or a judge thereof, in which judgment can be had in the particular case sought to be appealed to the Supreme Court, whether or not leave to appeal to the Supreme Court has been refused by any other court, where, with respect to the particular case sought to be appealed, the Supreme Court is of the opinion that any question involved therein is, by reason of its public importance or the importance of any issue of law or any issue of mixed law and fact involved in that question, one that ought to be decided by the Supreme Court or is, for any other reason, of such a nature or significance as to warrant decision by it, and leave to appeal from that judgment is accordingly granted by the Supreme Court.

Matters that the SCC generally hear often transcend the interests of the immediate parties and do not turn only on the facts of the case.  For example, in many of the cases that come before it, the SCC must determine the legal meaning of a provision of a statute, and its decision is likely to have an impact on society as a whole.

The focus of one seeking leave to appeal from the SCC should primarily be “to convince the court that granting leave will allow the appellate court to make a decision that will entail an important legal statement and that the case therefore deserves a precious spot on the appellate court’s docket.”1 

In estate litigation cases, appeals are heard by the SCC only if leave to appeal is granted. The first step, therefore, is to file a complete written application for leave to appeal (leave application) with the Court.

Pursuant to section 58(1)(a) of the Act, an application for leave to appeal must be served and filed within 60 days of the date that a judgment is pronounced. However, Section 59(1) of the Act and Rule 6 of the SCC rules state that a judge can exercise discretion and under special circumstances, grant an extension.

Each application for leave to appeal is reviewed carefully by a panel of three judges. It is important to remember that the Court's role is not to correct errors that may have been made in the courts below.

Of the approximately 600 leave applications submitted each year, only about 80 are granted. Unfortunately, the task of preparing an application for leave to appeal or a response to such an application is made difficult by the fact that the grounds on which appellate courts grant or deny leave are somewhat obscure and often run counter to counsel’s instincts.2   The stated rationale for this approach is that the SCC has deliberately so refrained in order to maintain an “unfettered discretion” as to when leave should be granted.3

Applications for leave to appeal are dramatically important as a litigant losing such an application faces the same practical outcome as an unsuccessful appellant after full argument of the appeal.  As such, these applications should be carefully drafted by experienced counsel well versed in the complexities of estate litigation. 

---

1. Rules of Civil Procedure. O. Reg. 575/07, s. 6 (1)

2. Courts of Justice Act, R.S.O. 1990, c. C.43.

3. Ibid. at section 6(1).

4. Potofsky v. Chen , 2024 ONCA 862 (CanLII).

5. Re Sault Dock Co. Ltd. and City of Sault Ste. Marie, 1972 CanLII 572 (ON CA).

6. Supreme Court Act, RSC 1985, c S-26.

This overview is intended for the purposes of providing information only and is to be used only for the purposes of guidance. This information is not intended to be relied upon as the giving of legal advice and does not purport to be exhaustive. Whaley Estate Litigation Partners.

Link to Practice Areas list

Site Search